1.3 Wells Fargo Clearing Services, LLC 2021 2 2021-08-31T14:59:06Z 2021 04 100.00 56.85 1.14 34.41 7.60 CITADEL SECURITIES LLC 39.33 41.19 40.00 38.35 29.74 0.00 0.0000 0.00 0.0000 14761.36 16.5157 716.04 3.3501 Wells Fargo Clearing Services, LLC (“The Firm”) receives payments from this broker-dealer for routing non-marketable limit orders that are subsequently executed, and these payments are higher for large orders. The Firm does not receive payments for routing marketable orders. G1X Execution Services, LLC 13.06 9.39 30.84 16.89 20.51 0.00 0.0000 0.00 0.0000 7129.00 18.2473 0.22 0.0040 Wells Fargo Clearing Services, LLC (“The Firm”) receives payments from this broker-dealer for routing non-marketable limit orders that are subsequently executed, and these payments are higher for large orders. The Firm does not receive payments for routing marketable orders. Wells Fargo Securities 12.72 22.36 0.06 0.01 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Wells Fargo Clearing Services, LLC (WFCS) is an affiliate of Wells Fargo Securities, LLC (WFS). Both WFCS and WFS are registered broker/dealers and are both indirect, wholly-owned subsidiaries of Wells Fargo & Company. WFCS sends orders to WFS in certain equity securities, and WFS executes these orders as either principal or agent. WFS may receive compensation in the form of rebates from certain market venues for orders routed by WFCS to WFS. WFS may also have a profit or loss when executing orders as principal. Virtu Americas, LLC 10.13 5.82 19.45 14.70 20.23 0.00 0.0000 0.00 0.0000 6735.24 19.1832 0.00 0.0000 Wells Fargo Clearing Services, LLC (“The Firm”) receives payments from this broker-dealer for routing non-marketable limit orders that are subsequently executed. The Firm does not receive payments for routing marketable orders. UBS Securities, LLC 8.23 5.58 4.07 11.26 14.93 0.00 0.0000 0.00 0.0000 2772.41 10.1363 716.84 15.2234 Wells Fargo Clearing Services, LLC (“The Firm”) receives payments from this broker-dealer for routing non-marketable limit orders that are subsequently executed, and these payments are higher for large orders. The Firm does not receive payments for routing marketable orders. Two Sigma Securities, LLC 7.48 5.51 3.79 9.41 14.03 0.00 0.0000 0.00 0.0000 2859.59 13.4653 0.00 0.0000 Wells Fargo Clearing Services, LLC (“The Firm”) receives payments from this broker-dealer for routing non-marketable limit orders that are subsequently executed. The Firm does not receive payments for routing marketable orders. Jane Street Capital 5.93 10.16 1.13 0.30 0.56 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Nasdaq OMX 1.57 0.00 0.32 4.56 0.00 0.00 0.0000 -57.10 -33.0915 2861.84 30.4327 0.00 0.0000 Wells Fargo Clearing Services, LLC receives rebate payments from this exchange for executed orders that provide liquidity based upon standard exchange terms and rates. These rebates may be greater than fees paid. Some orders qualify for a higher rebate rate if eligible for exchange-sponsored retail liquidity programs. CBOE BZX Exchange 1.56 0.00 0.35 4.52 0.00 -3.51 -7.3201 -25.84 -17.9143 2458.49 29.7821 0.00 0.0000 Wells Fargo Clearing Services, LLC receives rebate payments from this exchange for executed orders that provide liquidity based upon standard exchange terms and rates. These rebates may be greater than fees paid. Some orders qualify for a higher rebate rate if eligible for exchange-sponsored retail liquidity programs. Wolverine Execution Services, LLC 0.00 0.00 0.00 0.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 100.00 43.46 3.14 47.08 6.32 CITADEL SECURITIES LLC 34.08 32.45 37.65 36.14 28.22 0.00 0.0000 0.00 0.0000 50303.87 14.8747 2375.44 3.3674 Wells Fargo Clearing Services, LLC (“The Firm”) receives payments from this broker-dealer for routing non-marketable limit orders that are subsequently executed, and these payments are higher for large orders. The Firm does not receive payments for routing marketable orders. Wells Fargo Securities 15.59 35.85 0.04 0.01 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Wells Fargo Clearing Services, LLC (WFCS) is an affiliate of Wells Fargo Securities, LLC (WFS). Both WFCS and WFS are registered broker/dealers and are both indirect, wholly-owned subsidiaries of Wells Fargo & Company. WFCS sends orders to WFS in certain equity securities, and WFS executes these orders as either principal or agent. WFS may receive compensation in the form of rebates from certain market venues for orders routed by WFCS to WFS. WFS may also have a profit or loss when executing orders as principal. G1X Execution Services, LLC 12.83 7.36 22.54 16.25 20.15 0.00 0.0000 0.00 0.0000 30870.93 19.6278 25.50 0.1593 Wells Fargo Clearing Services, LLC (“The Firm”) receives payments from this broker-dealer for routing non-marketable limit orders that are subsequently executed, and these payments are higher for large orders. The Firm does not receive payments for routing marketable orders. Virtu Americas, LLC 12.33 5.53 21.24 16.71 22.02 0.00 0.0000 0.00 0.0000 25377.34 16.6594 28.21 0.1090 Wells Fargo Clearing Services, LLC (“The Firm”) receives payments from this broker-dealer for routing non-marketable limit orders that are subsequently executed. The Firm does not receive payments for routing marketable orders. UBS Securities, LLC 10.08 6.46 11.43 12.34 17.46 0.00 0.0000 0.00 0.0000 9317.27 4.0075 1935.33 9.7699 Wells Fargo Clearing Services, LLC (“The Firm”) receives payments from this broker-dealer for routing non-marketable limit orders that are subsequently executed, and these payments are higher for large orders. The Firm does not receive payments for routing marketable orders. Two Sigma Securities, LLC 7.04 4.30 3.65 9.15 11.75 0.00 0.0000 0.00 0.0000 10241.55 14.1815 0.00 0.0000 Wells Fargo Clearing Services, LLC (“The Firm”) receives payments from this broker-dealer for routing non-marketable limit orders that are subsequently executed. The Firm does not receive payments for routing marketable orders. Jane Street Capital 3.87 8.03 2.93 0.55 0.40 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 CBOE BZX Exchange 2.13 0.00 0.25 4.51 0.00 -4.40 -15.0256 -200.15 -14.9753 8766.50 28.6779 0.00 0.0000 Wells Fargo Clearing Services, LLC receives rebate payments from this exchange for executed orders that provide liquidity based upon standard exchange terms and rates. These rebates may be greater than fees paid. Some orders qualify for a higher rebate rate if eligible for exchange-sponsored retail liquidity programs. Nasdaq OMX 2.06 0.00 0.28 4.35 0.00 0.00 0.0000 -584.52 -46.0038 10745.76 35.9160 0.00 0.0000 Wells Fargo Clearing Services, LLC receives rebate payments from this exchange for executed orders that provide liquidity based upon standard exchange terms and rates. These rebates may be greater than fees paid. Some orders qualify for a higher rebate rate if eligible for exchange-sponsored retail liquidity programs. Jane Street Execution Services 0.00 0.00 0.00 0.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 100.00 30.56 9.81 57.63 2.00 Global Execution Brokers LP 39.80 39.60 41.46 39.56 41.35 25806.25 7.4840 31585.77 27.9058 85955.43 32.9401 9569.72 23.3870 Wells Fargo Clearing Services, LLC receives payments for executed option orders routed to this smart router. These payments are based on the amount of payment that the smart router receives, from exchange-sponsored programs, on the option exchange on which the option order was executed. CITADEL SECURITIES LLC 38.31 38.43 37.42 38.53 34.14 24893.53 9.9885 18579.79 9.9325 18935.51 9.7677 2876.37 5.1412 Wells Fargo Clearing Services, LLC receives a constant, per contract payment for executed option orders routed to this smart router. These payments are based on amounts the smart router receives, from exchange sponsored programs, on the option exchange where the option order was executed. Wolverine Execution Services, LLC 12.27 12.07 11.36 12.48 13.81 17171.76 20.9670 10322.88 26.7045 18222.96 29.0078 435.07 24.8469 Wells Fargo Clearing Services, LLC receives payments for executed option orders routed to this smart router. These payments are based on the amount of payment that the smart router receives, from exchange-sponsored programs, on the option exchange on which the option order was executed. Morgan Stanley & Co., LLC 9.57 9.85 9.64 9.38 10.70 4435.30 6.7336 4061.80 10.6088 11202.05 25.1935 396.35 23.3835 Wells Fargo Clearing Services, LLC receives payments for executed option orders routed to this smart router. These payments are based on the amount of payment that the smart router receives, from exchange-sponsored programs, on the option exchange on which the option order was executed. Interactive Brokers LLC 0.05 0.05 0.13 0.05 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 2021 05 100.00 58.55 1.23 32.24 7.98 CITADEL SECURITIES LLC 39.00 39.94 44.21 39.31 30.04 0.00 0.0000 0.00 0.0000 15338.12 16.4630 419.97 2.7124 Wells Fargo Clearing Services, LLC (“The Firm”) receives payments from this broker-dealer for routing non-marketable limit orders that are subsequently executed, and these payments are higher for large orders. The Firm does not receive payments for routing marketable orders. Jane Street Capital 12.97 21.60 2.37 0.71 0.84 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Wells Fargo Securities 12.66 21.61 0.07 0.01 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Wells Fargo Clearing Services, LLC (WFCS) is an affiliate of Wells Fargo Securities, LLC (WFS). Both WFCS and WFS are registered broker/dealers and are both indirect, wholly-owned subsidiaries of Wells Fargo & Company. WFCS sends orders to WFS in certain equity securities, and WFS executes these orders as either principal or agent. WFS may receive compensation in the form of rebates from certain market venues for orders routed by WFCS to WFS. WFS may also have a profit or loss when executing orders as principal. Virtu Americas, LLC 9.11 4.24 19.61 14.68 20.69 0.00 0.0000 0.00 0.0000 7070.69 18.6103 1.35 0.0312 Wells Fargo Clearing Services, LLC (“The Firm”) receives payments from this broker-dealer for routing non-marketable limit orders that are subsequently executed. The Firm does not receive payments for routing marketable orders. G1X Execution Services, LLC 8.69 3.39 24.84 15.25 18.53 0.00 0.0000 0.00 0.0000 6855.39 19.7543 0.31 0.0101 Wells Fargo Clearing Services, LLC (“The Firm”) receives payments from this broker-dealer for routing non-marketable limit orders that are subsequently executed, and these payments are higher for large orders. The Firm does not receive payments for routing marketable orders. UBS Securities, LLC 7.64 4.62 4.19 11.28 15.60 0.00 0.0000 0.00 0.0000 2428.91 24.9264 466.80 33.5757 Wells Fargo Clearing Services, LLC (“The Firm”) receives payments from this broker-dealer for routing non-marketable limit orders that are subsequently executed, and these payments are higher for large orders. The Firm does not receive payments for routing marketable orders. Two Sigma Securities, LLC 6.90 4.59 4.03 9.36 14.30 0.00 0.0000 0.00 0.0000 2836.68 13.7510 0.00 0.0000 Wells Fargo Clearing Services, LLC (“The Firm”) receives payments from this broker-dealer for routing non-marketable limit orders that are subsequently executed. The Firm does not receive payments for routing marketable orders. Nasdaq OMX 1.52 0.00 0.39 4.71 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Wells Fargo Clearing Services, LLC receives rebate payments from this exchange for executed orders that provide liquidity based upon standard exchange terms and rates. These rebates may be greater than fees paid. Some orders qualify for a higher rebate rate if eligible for exchange-sponsored retail liquidity programs. CBOE BZX Exchange 1.52 0.00 0.30 4.69 0.00 -0.60 -12.0000 -20.75 -12.8600 2657.56 28.4102 0.00 0.0000 Wells Fargo Clearing Services, LLC receives rebate payments from this exchange for executed orders that provide liquidity based upon standard exchange terms and rates. These rebates may be greater than fees paid. Some orders qualify for a higher rebate rate if eligible for exchange-sponsored retail liquidity programs. 100.00 45.92 3.22 44.55 6.31 CITADEL SECURITIES LLC 33.82 31.42 37.83 36.69 28.93 0.00 0.0000 0.00 0.0000 56601.72 15.2121 3805.58 4.9936 Wells Fargo Clearing Services, LLC (“The Firm”) receives payments from this broker-dealer for routing non-marketable limit orders that are subsequently executed, and these payments are higher for large orders. The Firm does not receive payments for routing marketable orders. Wells Fargo Securities 16.19 35.25 0.04 0.01 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Wells Fargo Clearing Services, LLC (WFCS) is an affiliate of Wells Fargo Securities, LLC (WFS). Both WFCS and WFS are registered broker/dealers and are both indirect, wholly-owned subsidiaries of Wells Fargo & Company. WFCS sends orders to WFS in certain equity securities, and WFS executes these orders as either principal or agent. WFS may receive compensation in the form of rebates from certain market venues for orders routed by WFCS to WFS. WFS may also have a profit or loss when executing orders as principal. Virtu Americas, LLC 11.69 4.34 23.62 16.89 22.38 0.00 0.0000 0.00 0.0000 28215.27 17.0374 30.48 0.1248 Wells Fargo Clearing Services, LLC (“The Firm”) receives payments from this broker-dealer for routing non-marketable limit orders that are subsequently executed. The Firm does not receive payments for routing marketable orders. G1X Execution Services, LLC 9.70 2.80 20.49 14.85 18.10 0.00 0.0000 0.00 0.0000 30104.38 21.3706 61.07 0.4357 Wells Fargo Clearing Services, LLC (“The Firm”) receives payments from this broker-dealer for routing non-marketable limit orders that are subsequently executed, and these payments are higher for large orders. The Firm does not receive payments for routing marketable orders. UBS Securities, LLC 9.44 5.35 10.72 12.38 17.72 0.00 0.0000 0.00 0.0000 9819.95 9.7186 1498.10 7.1991 Wells Fargo Clearing Services, LLC (“The Firm”) receives payments from this broker-dealer for routing non-marketable limit orders that are subsequently executed, and these payments are higher for large orders. The Firm does not receive payments for routing marketable orders. Jane Street Capital 8.17 16.94 2.36 0.59 0.75 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Two Sigma Securities, LLC 6.87 3.90 4.39 9.37 12.12 0.00 0.0000 3.20 0.0081 11274.77 14.4380 0.00 0.0000 Wells Fargo Clearing Services, LLC (“The Firm”) receives payments from this broker-dealer for routing non-marketable limit orders that are subsequently executed. The Firm does not receive payments for routing marketable orders. CBOE BZX Exchange 2.10 0.00 0.28 4.69 0.00 -0.82 -3.8436 -101.89 -15.5001 8321.76 27.0951 0.00 0.0000 Wells Fargo Clearing Services, LLC receives rebate payments from this exchange for executed orders that provide liquidity based upon standard exchange terms and rates. These rebates may be greater than fees paid. Some orders qualify for a higher rebate rate if eligible for exchange-sponsored retail liquidity programs. Nasdaq OMX 2.02 0.00 0.27 4.52 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Wells Fargo Clearing Services, LLC receives rebate payments from this exchange for executed orders that provide liquidity based upon standard exchange terms and rates. These rebates may be greater than fees paid. Some orders qualify for a higher rebate rate if eligible for exchange-sponsored retail liquidity programs. GTS SECURITIES LLC 0.00 0.00 0.00 0.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 100.00 30.56 10.11 57.48 1.85 Global Execution Brokers LP 39.87 39.70 40.58 39.67 44.95 27735.09 19.0916 27829.94 22.0097 86079.07 32.2330 8416.49 3.7474 Wells Fargo Clearing Services, LLC receives payments for executed option orders routed to this smart router. These payments are based on the amount of payment that the smart router receives, from exchange-sponsored programs, on the option exchange on which the option order was executed. CITADEL SECURITIES LLC 37.97 38.06 37.17 38.23 32.95 26553.02 9.9835 18827.19 9.9304 20629.74 9.7878 2807.83 5.0845 Wells Fargo Clearing Services, LLC receives a constant, per contract payment for executed option orders routed to this smart router. These payments are based on amounts the smart router receives, from exchange sponsored programs, on the option exchange where the option order was executed. Wolverine Execution Services, LLC 12.83 12.79 13.09 12.77 13.62 16731.53 19.6103 11461.65 29.1898 20006.01 28.7923 424.81 25.8400 Wells Fargo Clearing Services, LLC receives payments for executed option orders routed to this smart router. These payments are based on the amount of payment that the smart router receives, from exchange-sponsored programs, on the option exchange on which the option order was executed. Morgan Stanley & Co., LLC 9.26 9.36 9.01 9.29 8.44 3406.35 5.3647 3491.70 9.8638 9749.80 24.0332 261.30 21.4708 Wells Fargo Clearing Services, LLC receives payments for executed option orders routed to this smart router. These payments are based on the amount of payment that the smart router receives, from exchange-sponsored programs, on the option exchange on which the option order was executed. Interactive Brokers LLC 0.06 0.09 0.14 0.04 0.04 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 2021 06 100.00 56.43 1.10 33.62 8.86 CITADEL SECURITIES LLC 35.00 33.25 40.02 39.05 30.13 0.00 0.0000 0.00 0.0000 13805.22 18.2600 637.16 4.2128 Wells Fargo Clearing Services, LLC (“The Firm”) receives payments from this broker-dealer for routing non-marketable limit orders that are subsequently executed, and these payments are higher for large orders. The Firm does not receive payments for routing marketable orders. Jane Street Capital 18.76 32.37 5.20 1.10 0.77 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Wells Fargo Securities 11.45 20.30 0.06 0.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Wells Fargo Clearing Services, LLC (WFCS) is an affiliate of Wells Fargo Securities, LLC (WFS). Both WFCS and WFS are registered broker/dealers and are both indirect, wholly-owned subsidiaries of Wells Fargo & Company. WFCS sends orders to WFS in certain equity securities, and WFS executes these orders as either principal or agent. WFS may receive compensation in the form of rebates from certain market venues for orders routed by WFCS to WFS. WFS may also have a profit or loss when executing orders as principal. Virtu Americas, LLC 9.26 3.84 18.37 15.05 20.70 0.00 0.0000 0.00 0.0000 6350.79 19.3560 0.00 0.0000 Wells Fargo Clearing Services, LLC (“The Firm”) receives payments from this broker-dealer for routing non-marketable limit orders that are subsequently executed. The Firm does not receive payments for routing marketable orders. G1X Execution Services, LLC 9.12 3.00 26.53 16.05 19.67 0.00 0.0000 0.00 0.0000 5774.83 19.0484 1.04 0.0469 Wells Fargo Clearing Services, LLC (“The Firm”) receives payments from this broker-dealer for routing non-marketable limit orders that are subsequently executed, and these payments are higher for large orders. The Firm does not receive payments for routing marketable orders. UBS Securities, LLC 7.28 4.02 4.81 10.68 15.45 0.00 0.0000 0.00 0.0000 2191.54 9.2527 603.48 14.7589 Wells Fargo Clearing Services, LLC (“The Firm”) receives payments from this broker-dealer for routing non-marketable limit orders that are subsequently executed, and these payments are higher for large orders. The Firm does not receive payments for routing marketable orders. Two Sigma Securities, LLC 5.98 3.23 4.32 8.74 13.27 0.00 0.0000 0.00 0.0000 2102.06 14.9628 0.00 0.0000 Wells Fargo Clearing Services, LLC (“The Firm”) receives payments from this broker-dealer for routing non-marketable limit orders that are subsequently executed. The Firm does not receive payments for routing marketable orders. CBOE BZX Exchange 1.57 0.00 0.37 4.67 0.00 0.00 0.0000 -11.70 -5.7700 1420.25 20.9508 0.00 0.0000 Wells Fargo Clearing Services, LLC receives rebate payments from this exchange for executed orders that provide liquidity based upon standard exchange terms and rates. These rebates may be greater than fees paid. Some orders qualify for a higher rebate rate if eligible for exchange-sponsored retail liquidity programs. Nasdaq OMX 1.57 0.00 0.32 4.66 0.00 0.00 0.0000 -9.09 -3.7551 2365.94 30.8965 0.00 0.0000 Wells Fargo Clearing Services, LLC receives rebate payments from this exchange for executed orders that provide liquidity based upon standard exchange terms and rates. These rebates may be greater than fees paid. Some orders qualify for a higher rebate rate if eligible for exchange-sponsored retail liquidity programs. 99.99 43.11 3.35 46.50 7.05 CITADEL SECURITIES LLC 31.51 25.84 36.13 36.70 29.71 0.00 0.0000 0.00 0.0000 62236.69 14.7362 4810.59 4.0403 Wells Fargo Clearing Services, LLC (“The Firm”) receives payments from this broker-dealer for routing non-marketable limit orders that are subsequently executed, and these payments are higher for large orders. The Firm does not receive payments for routing marketable orders. Wells Fargo Securities 15.46 35.84 0.04 0.01 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Wells Fargo Clearing Services, LLC (WFCS) is an affiliate of Wells Fargo Securities, LLC (WFS). Both WFCS and WFS are registered broker/dealers and are both indirect, wholly-owned subsidiaries of Wells Fargo & Company. WFCS sends orders to WFS in certain equity securities, and WFS executes these orders as either principal or agent. WFS may receive compensation in the form of rebates from certain market venues for orders routed by WFCS to WFS. WFS may also have a profit or loss when executing orders as principal. Virtu Americas, LLC 11.89 4.00 21.60 16.98 21.96 0.00 0.0000 0.00 0.0000 33763.00 16.7624 20.40 0.0626 Wells Fargo Clearing Services, LLC (“The Firm”) receives payments from this broker-dealer for routing non-marketable limit orders that are subsequently executed. The Firm does not receive payments for routing marketable orders. Jane Street Capital 11.23 24.08 4.73 1.35 0.94 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 G1X Execution Services, LLC 10.33 2.45 21.97 15.57 18.41 0.00 0.0000 0.00 0.0000 36357.55 19.8907 1035.58 5.4725 Wells Fargo Clearing Services, LLC (“The Firm”) receives payments from this broker-dealer for routing non-marketable limit orders that are subsequently executed, and these payments are higher for large orders. The Firm does not receive payments for routing marketable orders. UBS Securities, LLC 9.21 5.07 11.07 11.66 17.53 0.00 0.0000 0.00 0.0000 10898.77 4.9819 2049.74 5.3887 Wells Fargo Clearing Services, LLC (“The Firm”) receives payments from this broker-dealer for routing non-marketable limit orders that are subsequently executed, and these payments are higher for large orders. The Firm does not receive payments for routing marketable orders. Two Sigma Securities, LLC 6.10 2.71 3.98 8.59 11.44 0.00 0.0000 0.35 0.0010 12261.37 14.3354 0.00 0.0000 Wells Fargo Clearing Services, LLC (“The Firm”) receives payments from this broker-dealer for routing non-marketable limit orders that are subsequently executed. The Firm does not receive payments for routing marketable orders. CBOE BZX Exchange 2.17 0.00 0.24 4.65 0.00 -3.30 -25.3846 -41.06 -6.0120 6755.34 18.0443 0.00 0.0000 Wells Fargo Clearing Services, LLC receives rebate payments from this exchange for executed orders that provide liquidity based upon standard exchange terms and rates. These rebates may be greater than fees paid. Some orders qualify for a higher rebate rate if eligible for exchange-sponsored retail liquidity programs. Nasdaq OMX 2.10 0.00 0.24 4.49 0.00 0.00 0.0000 -125.83 -14.6375 10766.45 30.5314 0.00 0.0000 Wells Fargo Clearing Services, LLC receives rebate payments from this exchange for executed orders that provide liquidity based upon standard exchange terms and rates. These rebates may be greater than fees paid. Some orders qualify for a higher rebate rate if eligible for exchange-sponsored retail liquidity programs. Jane Street Execution Services 0.00 0.00 0.00 0.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 100.00 32.65 11.10 54.64 1.61 Global Execution Brokers LP 38.06 37.99 39.70 37.67 40.90 44052.16 20.4783 37388.78 23.1349 89995.09 33.0405 9642.05 3.9986 Wells Fargo Clearing Services, LLC receives payments for executed option orders routed to this smart router. These payments are based on the amount of payment that the smart router receives, from exchange-sponsored programs, on the option exchange on which the option order was executed. CITADEL SECURITIES LLC 37.12 36.47 36.73 37.66 34.48 36145.46 9.9840 21588.09 9.9307 20486.65 9.8647 3546.33 5.1892 Wells Fargo Clearing Services, LLC receives a constant, per contract payment for executed option orders routed to this smart router. These payments are based on amounts the smart router receives, from exchange sponsored programs, on the option exchange where the option order was executed. Wolverine Execution Services, LLC 15.53 15.64 14.12 15.76 15.46 30028.77 19.9852 13890.92 26.7303 24500.82 28.7487 585.16 28.2686 Wells Fargo Clearing Services, LLC receives payments for executed option orders routed to this smart router. These payments are based on the amount of payment that the smart router receives, from exchange-sponsored programs, on the option exchange on which the option order was executed. Morgan Stanley & Co., LLC 8.65 8.69 8.05 8.73 9.16 6696.60 7.5468 4349.40 10.8553 9922.10 26.0088 522.35 28.4659 Wells Fargo Clearing Services, LLC receives payments for executed option orders routed to this smart router. These payments are based on the amount of payment that the smart router receives, from exchange-sponsored programs, on the option exchange on which the option order was executed. Interactive Brokers LLC 0.64 1.21 1.40 0.17 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000