1.3 Wells Fargo Clearing Services, LLC 2021 3 2021-10-29T15:34:00Z 2021 07 100.00 56.91 1.14 31.81 10.15 CITADEL SECURITIES LLC 37.84 32.57 54.77 46.84 37.31 0.00 0.0000 0.00 0.0000 14252.65 17.5739 632.29 3.7929 Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments on market or marketable orders from this broker-dealer. This venue provides payments to the Firm for executed non-marketable limit orders. These payments for non-marketable orders do not negatively impact the execution price on customer orders. The Firm does not receive rebates, credits, or payments from this venue for customer orders where the Firm serves as discretionary investment advisor. The Firm and this venue do not have any arrangements: A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds; B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds; C. for volume-based tiered payment schedules; or D. for minimum amount of orders. Remuneration is paid on a per share basis as disclosed in this report. Jane Street Capital 18.69 32.31 3.38 0.72 0.33 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Wells Fargo Securities 13.36 23.48 0.08 0.01 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Wells Fargo Clearing Services, LLC (the “Firm”) and Wells Fargo Securities, LLC (WFS) are registered broker/dealers and are both indirect, wholly-owned subsidiaries of Wells Fargo & Company. The Firm sends orders to WFS in certain equity securities, and WFS executes these orders as either principal or agent. WFS may receive compensation in the form of rebates from certain market venues for orders routed by the Firm to WFS. WFS may have a profit or loss when executing orders as principal. The Firm does not accept rebates, credits, or payments for order flow from WFS. The Firm and WFS do not have any arrangements: A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds; B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds; C. for volume-based tiered payment schedules; or D. for minimum amount of orders. Virtu Americas, LLC 11.30 3.96 18.14 19.12 27.12 0.00 0.0000 0.00 0.0000 7034.69 19.2114 0.40 0.0089 Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments on market or marketable orders from this broker-dealer. This venue provides payments to the Firm for executed non-marketable limit orders. These payments for non-marketable orders do not negatively impact the execution price on customer orders. The Firm does not receive rebates, credits, or payments from this venue for customer orders where the Firm serves as discretionary investment advisor. The Firm and this venue do not have any arrangements: A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds; B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds; C. for volume-based tiered payment schedules; or D. for minimum amount of orders. Remuneration is paid on a per share basis as disclosed in in this report. Two Sigma Securities, LLC 7.67 3.96 10.24 11.54 16.06 0.00 0.0000 0.00 0.0000 3250.44 15.5135 0.00 0.0000 Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments on market or marketable orders from this broker-dealer. This venue provides payments to the Firm for executed non-marketable limit orders. These payments for non-marketable orders do not negatively impact the execution price on customer orders. The Firm does not receive rebates, credits, or payments from this venue for customer orders where the Firm serves as discretionary investment advisor. The Firm and this venue do not have any arrangements: A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds; B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds; C. for volume-based tiered payment schedules; or D. for minimum amount of orders. Remuneration is paid on a per share basis as disclosed in in this report. UBS Securities, LLC 7.59 3.71 10.14 11.54 16.69 0.00 0.0000 0.00 0.0000 3099.42 10.4425 860.30 20.7206 Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments on market or marketable orders from this broker-dealer. This venue provides payments to the Firm for executed non-marketable limit orders. These payments for non-marketable orders do not negatively impact the execution price on customer orders. The Firm does not receive rebates, credits, or payments from this venue for customer orders where the Firm serves as discretionary investment advisor. The Firm and this venue do not have any arrangements: A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds; B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds; C. for volume-based tiered payment schedules; or D. for minimum amount of orders. Remuneration is paid on a per share basis as disclosed in in this report. Nasdaq OMX 1.91 0.00 0.36 5.99 0.00 0.00 0.0000 -22.15 -6.6511 2596.40 32.4370 0.00 0.0000 Wells Fargo Clearing Services, LLC receives rebate payments from this exchange for executed orders that provide liquidity based upon standard exchange terms and rates. These rebates may be greater than fees paid. Some orders qualify for a higher rebate rate if eligible for exchange- sponsored retail liquidity programs. G1X Execution Services, LLC 1.07 0.01 2.78 2.46 2.50 0.00 0.0000 0.00 0.0000 682.37 22.5408 0.00 0.0000 Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments on market or marketable orders from this broker-dealer. This venue provides payments to the Firm for executed non-marketable limit orders. These payments for non-marketable orders do not negatively impact the execution price on customer orders. The Firm does not receive rebates, credits, or payments from this venue for customer orders where the Firm serves as discretionary investment advisor. The Firm and this venue do not have any arrangements: A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds; B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds; C. for volume-based tiered payment schedules; or D. for minimum amount of orders. Remuneration is paid on a per share basis as disclosed in in this report. CBOE BZX Exchange 0.57 0.00 0.10 1.78 0.00 0.00 0.0000 -5.35 -12.5977 752.65 30.9122 0.00 0.0000 Wells Fargo Clearing Services, LLC receives rebate payments from this exchange for executed orders that provide liquidity based upon standard exchange terms and rates. These rebates may be greater than fees paid. Some orders qualify for a higher rebate rate if eligible for exchange- sponsored retail liquidity programs. 100.00 43.60 3.19 46.76 6.45 CITADEL SECURITIES LLC 35.62 25.33 47.59 44.44 35.35 0.00 0.0000 0.00 0.0000 57590.11 15.6282 3172.30 3.6265 Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments on market or marketable orders from this broker-dealer. This venue provides payments to the Firm for executed non-marketable limit orders. These payments for non-marketable orders do not negatively impact the execution price on customer orders. The Firm does not receive rebates, credits, or payments from this venue for customer orders where the Firm serves as discretionary investment advisor. The Firm and this venue do not have any arrangements: A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds; B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds; C. for volume-based tiered payment schedules; or D. for minimum amount of orders. Remuneration is paid on a per share basis as disclosed in this report. Wells Fargo Securities 16.96 38.89 0.05 0.01 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Wells Fargo Clearing Services, LLC (the “Firm”) and Wells Fargo Securities, LLC (WFS) are registered broker/dealers and are both indirect, wholly-owned subsidiaries of Wells Fargo & Company. The Firm sends orders to WFS in certain equity securities, and WFS executes these orders as either principal or agent. WFS may receive compensation in the form of rebates from certain market venues for orders routed by the Firm to WFS. WFS may have a profit or loss when executing orders as principal. The Firm does not accept rebates, credits, or payments for order flow from WFS. The Firm and WFS do not have any arrangements: A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds; B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds; C. for volume-based tiered payment schedules; or D. for minimum amount of orders. Virtu Americas, LLC 14.13 4.11 24.11 21.02 26.93 0.00 0.0000 0.00 0.0000 31124.03 17.5092 2.20 0.0082 Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments on market or marketable orders from this broker-dealer. This venue provides payments to the Firm for executed non-marketable limit orders. These payments for non-marketable orders do not negatively impact the execution price on customer orders. The Firm does not receive rebates, credits, or payments from this venue for customer orders where the Firm serves as discretionary investment advisor. The Firm and this venue do not have any arrangements: A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds; B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds; C. for volume-based tiered payment schedules; or D. for minimum amount of orders. Remuneration is paid on a per share basis as disclosed in in this report. Jane Street Capital 10.66 23.36 3.71 0.72 0.32 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 UBS Securities, LLC 9.85 5.20 14.03 12.43 20.51 0.00 0.0000 0.00 0.0000 12009.67 5.5305 2103.03 6.4200 Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments on market or marketable orders from this broker-dealer. This venue provides payments to the Firm for executed non-marketable limit orders. These payments for non-marketable orders do not negatively impact the execution price on customer orders. The Firm does not receive rebates, credits, or payments from this venue for customer orders where the Firm serves as discretionary investment advisor. The Firm and this venue do not have any arrangements: A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds; B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds; C. for volume-based tiered payment schedules; or D. for minimum amount of orders. Remuneration is paid on a per share basis as disclosed in in this report. Two Sigma Securities, LLC 7.77 3.08 7.39 11.33 13.77 0.00 0.0000 0.64 0.0013 12026.70 15.0319 0.00 0.0000 Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments on market or marketable orders from this broker-dealer. This venue provides payments to the Firm for executed non-marketable limit orders. These payments for non-marketable orders do not negatively impact the execution price on customer orders. The Firm does not receive rebates, credits, or payments from this venue for customer orders where the Firm serves as discretionary investment advisor. The Firm and this venue do not have any arrangements: A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds; B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds; C. for volume-based tiered payment schedules; or D. for minimum amount of orders. Remuneration is paid on a per share basis as disclosed in in this report. Nasdaq OMX 2.70 0.00 0.34 5.75 0.00 0.00 0.0000 -162.39 -14.0540 10586.04 30.4824 0.00 0.0000 Wells Fargo Clearing Services, LLC receives rebate payments from this exchange for executed orders that provide liquidity based upon standard exchange terms and rates. These rebates may be greater than fees paid. Some orders qualify for a higher rebate rate if eligible for exchange- sponsored retail liquidity programs. G1X Execution Services, LLC 1.46 0.02 2.66 2.48 3.11 0.00 0.0000 0.00 0.0000 3345.23 21.0249 1.50 0.0738 Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments on market or marketable orders from this broker-dealer. This venue provides payments to the Firm for executed non-marketable limit orders. These payments for non-marketable orders do not negatively impact the execution price on customer orders. The Firm does not receive rebates, credits, or payments from this venue for customer orders where the Firm serves as discretionary investment advisor. The Firm and this venue do not have any arrangements: A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds; B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds; C. for volume-based tiered payment schedules; or D. for minimum amount of orders. Remuneration is paid on a per share basis as disclosed in in this report. CBOE BZX Exchange 0.85 0.00 0.12 1.81 0.00 -0.07 -30.0000 -21.76 -7.1948 2537.81 29.1117 0.00 0.0000 Wells Fargo Clearing Services, LLC receives rebate payments from this exchange for executed orders that provide liquidity based upon standard exchange terms and rates. These rebates may be greater than fees paid. Some orders qualify for a higher rebate rate if eligible for exchange- sponsored retail liquidity programs. GTS SECURITIES LLC 0.00 0.00 0.01 0.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 100.00 34.51 12.00 51.92 1.58 Global Execution Brokers LP 38.41 38.39 39.50 38.09 40.87 41196.78 20.6635 28982.01 21.8988 49664.18 23.0471 8649.36 4.0544 Wells Fargo Clearing Services, LLC (the “Firm”) receives payments for executed option orders routed to this smart router. These payments are based on the amount of payment that the smart router receives, from exchange-sponsored programs, on the option exchange on which the option order was executed. The Firm and this venue do not have any arrangements: A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds; B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds; C. for volume-based tiered payment schedules; or D. for minimum amount of orders. Remuneration is paid on per contract basis as disclosed in this report. CITADEL SECURITIES LLC 37.13 36.58 37.89 37.34 36.84 31702.00 9.9837 18136.00 9.9651 16307.00 9.8548 2766.00 5.4270 Wells Fargo Clearing Services, LLC (the “Firm”) receives a constant, per contract payment for executed option orders routed to this smart router. These payments are based on amounts the smart router receives, from exchange sponsored programs, on the option exchange where the option order was executed. The Firm and this venue do not have any arrangements: A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds; B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds; C. for volume-based tiered payment schedules; or D. for minimum amount of orders. Remuneration is paid on per contract basis as disclosed in this report. Wolverine Execution Services, LLC 15.14 15.45 12.77 15.48 15.05 24265.17 17.6599 11266.76 24.2965 18866.71 27.4305 485.97 23.5451 Wells Fargo Clearing Services, LLC (the “Firm”) receives payments for executed option orders routed to this smart router. These payments are based on the amount of payment that the smart router receives, from exchange-sponsored programs, on the option exchange on which the option order was executed. The Firm and this venue do not have any arrangements: A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds; B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds; C. for volume-based tiered payment schedules; or D. for minimum amount of orders. Remuneration is paid on per contract basis as disclosed in this report. Morgan Stanley & Co., LLC 8.15 8.29 6.85 8.39 7.14 3789.35 5.2684 2122.95 6.8520 8289.50 26.8808 668.90 29.8749 Wells Fargo Clearing Services, LLC (the “Firm”) receives payments for executed option orders routed to this smart router. These payments are based on the amount of payment that the smart router receives, from exchange-sponsored programs, on the option exchange on which the option order was executed. The Firm and this venue do not have any arrangements: A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds; B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds; C. for volume-based tiered payment schedules; or D. for minimum amount of orders. Remuneration is paid on per contract basis as disclosed in this report. Interactive Brokers LLC 1.17 1.30 3.00 0.69 0.09 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 2021 08 100.00 56.16 1.09 31.88 10.86 CITADEL SECURITIES LLC 35.96 32.84 54.18 40.13 38.04 0.00 0.0000 0.00 0.0000 12402.83 16.3965 588.60 4.6373 Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments on market or marketable orders from this broker-dealer. This venue provides payments to the Firm for executed non-marketable limit orders. These payments for non-marketable orders do not negatively impact the execution price on customer orders. The Firm does not receive rebates, credits, or payments from this venue for customer orders where the Firm serves as discretionary investment advisor. The Firm and this venue do not have any arrangements: A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds; B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds; C. for volume-based tiered payment schedules; or D. for minimum amount of orders. Remuneration is paid on a per share basis as disclosed in this report. Jane Street Capital 18.05 31.54 3.82 0.82 0.29 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Wells Fargo Securities 13.77 24.51 0.06 0.01 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Wells Fargo Clearing Services, LLC (the “Firm”) and Wells Fargo Securities, LLC (WFS) are registered broker/dealers and are both indirect, wholly-owned subsidiaries of Wells Fargo & Company. The Firm sends orders to WFS in certain equity securities, and WFS executes these orders as either principal or agent. WFS may receive compensation in the form of rebates from certain market venues for orders routed by the Firm to WFS. WFS may have a profit or loss when executing orders as principal. The Firm does not accept rebates, credits, or payments for order flow from WFS. The Firm and WFS do not have any arrangements: A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds; B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds; C. for volume-based tiered payment schedules; or D. for minimum amount of orders. Virtu Americas, LLC 11.80 3.92 19.95 19.81 28.25 0.00 0.0000 0.00 0.0000 6686.51 19.8186 1.43 0.0369 Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments on market or marketable orders from this broker-dealer. This venue provides payments to the Firm for executed non-marketable limit orders. These payments for non-marketable orders do not negatively impact the execution price on customer orders. The Firm does not receive rebates, credits, or payments from this venue for customer orders where the Firm serves as discretionary investment advisor. The Firm and this venue do not have any arrangements: A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds; B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds; C. for volume-based tiered payment schedules; or D. for minimum amount of orders. Remuneration is paid on a per share basis as disclosed in in this report. Two Sigma Securities, LLC 7.82 3.79 10.22 11.91 16.43 0.00 0.0000 0.00 0.0000 2833.91 16.1629 0.00 0.0000 Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments on market or marketable orders from this broker-dealer. This venue provides payments to the Firm for executed non-marketable limit orders. These payments for non-marketable orders do not negatively impact the execution price on customer orders. The Firm does not receive rebates, credits, or payments from this venue for customer orders where the Firm serves as discretionary investment advisor. The Firm and this venue do not have any arrangements: A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds; B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds; C. for volume-based tiered payment schedules; or D. for minimum amount of orders. Remuneration is paid on a per share basis as disclosed in in this report. UBS Securities, LLC 7.59 3.35 10.05 11.77 16.98 0.00 0.0000 0.00 0.0000 2651.17 9.9835 739.03 20.5059 Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments on market or marketable orders from this broker-dealer. This venue provides payments to the Firm for executed non-marketable limit orders. These payments for non-marketable orders do not negatively impact the execution price on customer orders. The Firm does not receive rebates, credits, or payments from this venue for customer orders where the Firm serves as discretionary investment advisor. The Firm and this venue do not have any arrangements: A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds; B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds; C. for volume-based tiered payment schedules; or D. for minimum amount of orders. Remuneration is paid on a per share basis as disclosed in in this report. Nasdaq OMX 4.22 0.05 1.55 13.10 0.00 0.00 0.0000 -125.63 -7.5977 4321.59 31.4813 0.00 0.0000 Wells Fargo Clearing Services, LLC receives rebate payments from this exchange for executed orders that provide liquidity based upon standard exchange terms and rates. These rebates may be greater than fees paid. Some orders qualify for a higher rebate rate if eligible for exchange- sponsored retail liquidity programs. CBOE BZX Exchange 0.79 0.00 0.16 2.46 0.00 -1.45 -30.0000 -24.77 -27.1730 783.70 30.4019 0.00 0.0000 Wells Fargo Clearing Services, LLC receives rebate payments from this exchange for executed orders that provide liquidity based upon standard exchange terms and rates. These rebates may be greater than fees paid. Some orders qualify for a higher rebate rate if eligible for exchange- sponsored retail liquidity programs. 100.00 43.89 3.06 46.50 6.55 CITADEL SECURITIES LLC 33.04 24.48 47.31 39.67 36.54 0.00 0.0000 0.00 0.0000 54073.78 14.8024 2735.62 4.0620 Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments on market or marketable orders from this broker-dealer. This venue provides payments to the Firm for executed non-marketable limit orders. These payments for non-marketable orders do not negatively impact the execution price on customer orders. The Firm does not receive rebates, credits, or payments from this venue for customer orders where the Firm serves as discretionary investment advisor. The Firm and this venue do not have any arrangements: A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds; B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds; C. for volume-based tiered payment schedules; or D. for minimum amount of orders. Remuneration is paid on a per share basis as disclosed in this report. Wells Fargo Securities 18.11 41.25 0.05 0.01 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Wells Fargo Clearing Services, LLC (the “Firm”) and Wells Fargo Securities, LLC (WFS) are registered broker/dealers and are both indirect, wholly-owned subsidiaries of Wells Fargo & Company. The Firm sends orders to WFS in certain equity securities, and WFS executes these orders as either principal or agent. WFS may receive compensation in the form of rebates from certain market venues for orders routed by the Firm to WFS. WFS may have a profit or loss when executing orders as principal. The Firm does not accept rebates, credits, or payments for order flow from WFS. The Firm and WFS do not have any arrangements: A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds; B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds; C. for volume-based tiered payment schedules; or D. for minimum amount of orders. Virtu Americas, LLC 14.59 3.71 25.69 22.21 28.16 0.00 0.0000 0.00 0.0000 32513.15 17.0427 20.30 0.0927 Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments on market or marketable orders from this broker-dealer. This venue provides payments to the Firm for executed non-marketable limit orders. These payments for non-marketable orders do not negatively impact the execution price on customer orders. The Firm does not receive rebates, credits, or payments from this venue for customer orders where the Firm serves as discretionary investment advisor. The Firm and this venue do not have any arrangements: A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds; B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds; C. for volume-based tiered payment schedules; or D. for minimum amount of orders. Remuneration is paid on a per share basis as disclosed in in this report. Jane Street Capital 10.42 22.68 3.84 0.72 0.30 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 UBS Securities, LLC 10.01 5.17 14.15 12.77 20.92 0.00 0.0000 0.00 0.0000 13012.06 5.6423 2148.23 10.0492 Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments on market or marketable orders from this broker-dealer. This venue provides payments to the Firm for executed non-marketable limit orders. These payments for non-marketable orders do not negatively impact the execution price on customer orders. The Firm does not receive rebates, credits, or payments from this venue for customer orders where the Firm serves as discretionary investment advisor. The Firm and this venue do not have any arrangements: A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds; B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds; C. for volume-based tiered payment schedules; or D. for minimum amount of orders. Remuneration is paid on a per share basis as disclosed in in this report. Two Sigma Securities, LLC 7.93 2.67 7.21 12.08 14.08 0.00 0.0000 1.73 0.0031 12147.84 15.0209 0.00 0.0000 Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments on market or marketable orders from this broker-dealer. This venue provides payments to the Firm for executed non-marketable limit orders. These payments for non-marketable orders do not negatively impact the execution price on customer orders. The Firm does not receive rebates, credits, or payments from this venue for customer orders where the Firm serves as discretionary investment advisor. The Firm and this venue do not have any arrangements: A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds; B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds; C. for volume-based tiered payment schedules; or D. for minimum amount of orders. Remuneration is paid on a per share basis as disclosed in in this report. Nasdaq OMX 5.11 0.03 1.58 10.86 0.00 0.00 0.0000 -887.52 -6.8526 17801.43 29.9777 0.00 0.0000 Wells Fargo Clearing Services, LLC receives rebate payments from this exchange for executed orders that provide liquidity based upon standard exchange terms and rates. These rebates may be greater than fees paid. Some orders qualify for a higher rebate rate if eligible for exchange- sponsored retail liquidity programs. CBOE BZX Exchange 0.78 0.00 0.18 1.67 0.00 -6.53 -6.4972 -175.28 -17.2454 1999.41 28.8121 0.00 0.0000 Wells Fargo Clearing Services, LLC receives rebate payments from this exchange for executed orders that provide liquidity based upon standard exchange terms and rates. These rebates may be greater than fees paid. Some orders qualify for a higher rebate rate if eligible for exchange- sponsored retail liquidity programs. Jane Street Execution Services 0.00 0.00 0.00 0.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Flow Traders 0.00 0.00 0.00 0.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 100.00 34.13 9.76 54.64 1.47 Global Execution Brokers LP 38.52 38.41 39.59 38.41 37.79 49749.58 20.8913 31949.56 22.6968 43518.00 18.4681 8189.59 3.7083 Wells Fargo Clearing Services, LLC (the “Firm”) receives payments for executed option orders routed to this smart router. These payments are based on the amount of payment that the smart router receives, from exchange-sponsored programs, on the option exchange on which the option order was executed. The Firm and this venue do not have any arrangements: A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds; B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds; C. for volume-based tiered payment schedules; or D. for minimum amount of orders. Remuneration is paid on per contract basis as disclosed in this report. CITADEL SECURITIES LLC 36.51 36.43 36.38 36.57 36.86 34491.00 9.9933 17686.00 9.9608 17252.00 9.7354 2597.00 5.2467 Wells Fargo Clearing Services, LLC (the “Firm”) receives a constant, per contract payment for executed option orders routed to this smart router. These payments are based on amounts the smart router receives, from exchange sponsored programs, on the option exchange where the option order was executed. The Firm and this venue do not have any arrangements: A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds; B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds; C. for volume-based tiered payment schedules; or D. for minimum amount of orders. Remuneration is paid on per contract basis as disclosed in this report. Wolverine Execution Services, LLC 15.81 16.02 15.19 15.80 15.78 29631.25 17.7852 11708.56 26.6352 22244.92 30.2648 586.31 28.0129 Wells Fargo Clearing Services, LLC (the “Firm”) receives payments for executed option orders routed to this smart router. These payments are based on the amount of payment that the smart router receives, from exchange-sponsored programs, on the option exchange on which the option order was executed. The Firm and this venue do not have any arrangements: A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds; B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds; C. for volume-based tiered payment schedules; or D. for minimum amount of orders. Remuneration is paid on per contract basis as disclosed in this report. Morgan Stanley & Co., LLC 9.12 9.11 8.69 9.20 9.57 5120.10 5.6327 2259.65 6.5558 10764.85 27.3671 1129.35 28.0933 Wells Fargo Clearing Services, LLC (the “Firm”) receives payments for executed option orders routed to this smart router. These payments are based on the amount of payment that the smart router receives, from exchange-sponsored programs, on the option exchange on which the option order was executed. The Firm and this venue do not have any arrangements: A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds; B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds; C. for volume-based tiered payment schedules; or D. for minimum amount of orders. Remuneration is paid on per contract basis as disclosed in this report. Interactive Brokers LLC 0.04 0.03 0.15 0.03 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 2021 09 100.00 58.36 1.11 30.80 9.73 CITADEL SECURITIES LLC 33.55 32.39 43.90 34.16 37.44 0.00 0.0000 0.00 0.0000 9709.97 17.1065 637.23 4.4421 Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments on market or marketable orders from this broker-dealer. This venue provides payments to the Firm for executed non-marketable limit orders. These payments for non-marketable orders do not negatively impact the execution price on customer orders. The Firm does not receive rebates, credits, or payments from this venue for customer orders where the Firm serves as discretionary investment advisor. The Firm and this venue do not have any arrangements: A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds; B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds; C. for volume-based tiered payment schedules; or D. for minimum amount of orders. Remuneration is paid on a per share basis as disclosed in this report. Jane Street Capital 18.49 31.07 3.81 0.89 0.38 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Wells Fargo Securities 13.63 23.35 0.06 0.01 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Wells Fargo Clearing Services, LLC (the “Firm”) and Wells Fargo Securities, LLC (WFS) are registered broker/dealers and are both indirect, wholly-owned subsidiaries of Wells Fargo & Company. The Firm sends orders to WFS in certain equity securities, and WFS executes these orders as either principal or agent. WFS may receive compensation in the form of rebates from certain market venues for orders routed by the Firm to WFS. WFS may have a profit or loss when executing orders as principal. The Firm does not accept rebates, credits, or payments for order flow from WFS. The Firm and WFS do not have any arrangements: A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds; B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds; C. for volume-based tiered payment schedules; or D. for minimum amount of orders. Virtu Americas, LLC 10.33 3.85 18.18 18.20 23.41 0.00 0.0000 0.00 0.0000 4634.05 18.3704 0.00 0.0000 Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments on market or marketable orders from this broker-dealer. This venue provides payments to the Firm for executed non-marketable limit orders. These payments for non-marketable orders do not negatively impact the execution price on customer orders. The Firm does not receive rebates, credits, or payments from this venue for customer orders where the Firm serves as discretionary investment advisor. The Firm and this venue do not have any arrangements: A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds; B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds; C. for volume-based tiered payment schedules; or D. for minimum amount of orders. Remuneration is paid on a per share basis as disclosed in in this report. UBS Securities, LLC 8.58 3.25 14.87 15.78 17.07 0.00 0.0000 0.00 0.0000 3397.98 10.1024 914.12 29.1515 Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments on market or marketable orders from this broker-dealer. This venue provides payments to the Firm for executed non-marketable limit orders. These payments for non-marketable orders do not negatively impact the execution price on customer orders. The Firm does not receive rebates, credits, or payments from this venue for customer orders where the Firm serves as discretionary investment advisor. The Firm and this venue do not have any arrangements: A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds; B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds; C. for volume-based tiered payment schedules; or D. for minimum amount of orders. Remuneration is paid on a per share basis as disclosed in in this report. Two Sigma Securities, LLC 8.49 3.82 14.28 14.62 16.51 0.00 0.0000 0.00 0.0000 3541.44 14.9991 0.00 0.0000 Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments on market or marketable orders from this broker-dealer. This venue provides payments to the Firm for executed non-marketable limit orders. These payments for non-marketable orders do not negatively impact the execution price on customer orders. The Firm does not receive rebates, credits, or payments from this venue for customer orders where the Firm serves as discretionary investment advisor. The Firm and this venue do not have any arrangements: A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds; B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds; C. for volume-based tiered payment schedules; or D. for minimum amount of orders. Remuneration is paid on a per share basis as disclosed in in this report. Nasdaq OMX 2.82 0.00 0.35 9.14 0.00 0.00 0.0000 -16.91 -13.6954 2163.83 30.7113 0.00 0.0000 Wells Fargo Clearing Services, LLC receives rebate payments from this exchange for executed orders that provide liquidity based upon standard exchange terms and rates. These rebates may be greater than fees paid. Some orders qualify for a higher rebate rate if eligible for exchange- sponsored retail liquidity programs. G1X Execution Services, LLC 2.82 2.28 4.37 3.02 5.21 0.00 0.0000 0.00 0.0000 553.76 13.8722 0.00 0.0000 Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments on market or marketable orders from this broker-dealer. This venue provides payments to the Firm for executed non-marketable limit orders. These payments for non-marketable orders do not negatively impact the execution price on customer orders. The Firm does not receive rebates, credits, or payments from this venue for customer orders where the Firm serves as discretionary investment advisor. The Firm and this venue do not have any arrangements: A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds; B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds; C. for volume-based tiered payment schedules; or D. for minimum amount of orders. Remuneration is paid on a per share basis as disclosed in in this report. CBOE BZX Exchange 1.29 0.00 0.18 4.18 0.00 -6.00 -20.0000 -25.12 -33.7973 868.52 30.7618 0.00 0.0000 Wells Fargo Clearing Services, LLC receives rebate payments from this exchange for executed orders that provide liquidity based upon standard exchange terms and rates. These rebates may be greater than fees paid. Some orders qualify for a higher rebate rate if eligible for exchange- sponsored retail liquidity programs. 100.00 45.20 3.13 44.91 6.76 CITADEL SECURITIES LLC 30.31 24.63 40.39 34.35 36.77 0.00 0.0000 0.00 0.0000 46393.52 13.2176 3267.42 4.3049 Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments on market or marketable orders from this broker-dealer. This venue provides payments to the Firm for executed non-marketable limit orders. These payments for non-marketable orders do not negatively impact the execution price on customer orders. The Firm does not receive rebates, credits, or payments from this venue for customer orders where the Firm serves as discretionary investment advisor. The Firm and this venue do not have any arrangements: A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds; B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds; C. for volume-based tiered payment schedules; or D. for minimum amount of orders. Remuneration is paid on a per share basis as disclosed in this report. Wells Fargo Securities 17.67 39.07 0.05 0.01 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Wells Fargo Clearing Services, LLC (the “Firm”) and Wells Fargo Securities, LLC (WFS) are registered broker/dealers and are both indirect, wholly-owned subsidiaries of Wells Fargo & Company. The Firm sends orders to WFS in certain equity securities, and WFS executes these orders as either principal or agent. WFS may receive compensation in the form of rebates from certain market venues for orders routed by the Firm to WFS. WFS may have a profit or loss when executing orders as principal. The Firm does not accept rebates, credits, or payments for order flow from WFS. The Firm and WFS do not have any arrangements: A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds; B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds; C. for volume-based tiered payment schedules; or D. for minimum amount of orders. Virtu Americas, LLC 13.08 3.69 21.71 20.29 23.99 0.00 0.0000 0.00 0.0000 27647.32 16.7322 81.00 0.4114 Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments on market or marketable orders from this broker-dealer. This venue provides payments to the Firm for executed non-marketable limit orders. These payments for non-marketable orders do not negatively impact the execution price on customer orders. The Firm does not receive rebates, credits, or payments from this venue for customer orders where the Firm serves as discretionary investment advisor. The Firm and this venue do not have any arrangements: A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds; B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds; C. for volume-based tiered payment schedules; or D. for minimum amount of orders. Remuneration is paid on a per share basis as disclosed in in this report. UBS Securities, LLC 11.90 5.62 19.51 16.52 19.68 0.00 0.0000 0.00 0.0000 18489.38 6.2105 3707.63 16.9198 Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments on market or marketable orders from this broker-dealer. This venue provides payments to the Firm for executed non-marketable limit orders. These payments for non-marketable orders do not negatively impact the execution price on customer orders. The Firm does not receive rebates, credits, or payments from this venue for customer orders where the Firm serves as discretionary investment advisor. The Firm and this venue do not have any arrangements: A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds; B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds; C. for volume-based tiered payment schedules; or D. for minimum amount of orders. Remuneration is paid on a per share basis as disclosed in in this report. Jane Street Capital 10.71 22.64 3.28 0.79 0.31 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Two Sigma Securities, LLC 9.23 2.81 10.89 14.72 14.92 0.00 0.0000 0.61 0.0007 17975.14 15.1262 0.00 0.0000 Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments on market or marketable orders from this broker-dealer. This venue provides payments to the Firm for executed non-marketable limit orders. These payments for non-marketable orders do not negatively impact the execution price on customer orders. The Firm does not receive rebates, credits, or payments from this venue for customer orders where the Firm serves as discretionary investment advisor. The Firm and this venue do not have any arrangements: A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds; B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds; C. for volume-based tiered payment schedules; or D. for minimum amount of orders. Remuneration is paid on a per share basis as disclosed in in this report. Nasdaq OMX 3.35 0.00 0.34 7.43 0.00 0.00 0.0000 -270.61 -13.4778 10403.85 30.2980 0.00 0.0000 Wells Fargo Clearing Services, LLC receives rebate payments from this exchange for executed orders that provide liquidity based upon standard exchange terms and rates. These rebates may be greater than fees paid. Some orders qualify for a higher rebate rate if eligible for exchange- sponsored retail liquidity programs. G1X Execution Services, LLC 2.40 1.53 3.65 2.90 4.34 0.00 0.0000 0.00 0.0000 5825.28 21.9608 0.18 0.0034 Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments on market or marketable orders from this broker-dealer. This venue provides payments to the Firm for executed non-marketable limit orders. These payments for non-marketable orders do not negatively impact the execution price on customer orders. The Firm does not receive rebates, credits, or payments from this venue for customer orders where the Firm serves as discretionary investment advisor. The Firm and this venue do not have any arrangements: A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds; B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds; C. for volume-based tiered payment schedules; or D. for minimum amount of orders. Remuneration is paid on a per share basis as disclosed in in this report. CBOE BZX Exchange 1.35 0.00 0.17 2.99 0.00 -5.38 -15.9946 -156.35 -14.6361 2850.78 27.5372 0.00 0.0000 Wells Fargo Clearing Services, LLC receives rebate payments from this exchange for executed orders that provide liquidity based upon standard exchange terms and rates. These rebates may be greater than fees paid. Some orders qualify for a higher rebate rate if eligible for exchange- sponsored retail liquidity programs. GTS SECURITIES LLC 0.00 0.00 0.00 0.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 100.00 33.72 9.86 54.97 1.45 Global Execution Brokers LP 38.39 38.45 38.61 38.19 43.05 43229.03 19.7514 25970.79 21.9006 41808.20 18.8199 8541.61 4.1283 Wells Fargo Clearing Services, LLC (the “Firm”) receives payments for executed option orders routed to this smart router. These payments are based on the amount of payment that the smart router receives, from exchange-sponsored programs, on the option exchange on which the option order was executed. The Firm and this venue do not have any arrangements: A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds; B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds; C. for volume-based tiered payment schedules; or D. for minimum amount of orders. Remuneration is paid on per contract basis as disclosed in this report. CITADEL SECURITIES LLC 35.97 36.06 35.77 36.01 33.76 30413.00 9.9404 15888.00 9.8925 16395.00 9.7741 2931.00 5.2600 Wells Fargo Clearing Services, LLC (the “Firm”) receives a constant, per contract payment for executed option orders routed to this smart router. These payments are based on amounts the smart router receives, from exchange sponsored programs, on the option exchange where the option order was executed. The Firm and this venue do not have any arrangements: A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds; B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds; C. for volume-based tiered payment schedules; or D. for minimum amount of orders. Remuneration is paid on per contract basis as disclosed in this report. Wolverine Execution Services, LLC 16.36 16.10 16.54 16.53 14.60 22218.99 17.3921 12429.18 25.6087 20376.74 29.5615 434.75 21.5329 Wells Fargo Clearing Services, LLC (the “Firm”) receives payments for executed option orders routed to this smart router. These payments are based on the amount of payment that the smart router receives, from exchange-sponsored programs, on the option exchange on which the option order was executed. The Firm and this venue do not have any arrangements: A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds; B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds; C. for volume-based tiered payment schedules; or D. for minimum amount of orders. Remuneration is paid on per contract basis as disclosed in this report. Morgan Stanley & Co., LLC 9.24 9.35 8.93 9.24 8.60 4296.75 5.8915 2430.20 7.6604 8730.90 25.8839 1196.45 29.3463 Wells Fargo Clearing Services, LLC (the “Firm”) receives payments for executed option orders routed to this smart router. These payments are based on the amount of payment that the smart router receives, from exchange-sponsored programs, on the option exchange on which the option order was executed. The Firm and this venue do not have any arrangements: A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds; B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds; C. for volume-based tiered payment schedules; or D. for minimum amount of orders. Remuneration is paid on per contract basis as disclosed in this report. Interactive Brokers LLC 0.05 0.04 0.15 0.03 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000