Brenda has 20 plus years of experience in the financial industry and brings a wealth of knowledge to the table. Over the years, she has had the privilege of working in the back office, middle office, and as an advisor. These broad experiences give her a deep understanding of how to positively impact advisors, clients, and colleagues.

As CCO, she is responsible for establishing standards and implementing procedures to ensure that the compliance programs throughout the organization are effective and efficient in identifying, preventing, and correcting noncompliance with applicable policies, procedures, laws and regulations.

Brenda graduated from the University of Iowa in Business Administration and holds her Series 7, 24, 63, and 66 licenses.