Privacy Policy & Important Legal Disclosures

    We encourage you to read the following policies and learn how they affect you as a client.

    Business Continuity

    Brokerage Account Disclosures and Definitions

    Cash Sweep Program

    Customer Identification Program Notice

    Margin Disclosures Statement

    Margin Statement of Interest

    Markup  Disclosure Statement

    NFGI Privacy Policy

    ADV Part 2

    Social Media Disclosure

    Order Routing

    Electronic Communications Disclosures

    Reg BI

    Form CRS

    Commission Schedule – effective 10-31-2020