Privacy Policy & Important Legal Disclosures

We encourage you to read the following policies and learn how they affect you as a client.

Business Continuity

Brokerage Account Disclosures and Definitions

Cash Sweep Program

Customer Identification Program Notice

Margin Disclosures Statement

Margin Statement of Interest

Markup Disclosure Statement

NFGI Privacy Policy

Social Media Disclosure

Electronic Communications Disclosures

Commission Schedule