Privacy Policy & Important Legal Disclosures

    We encourage you to read the following policies and learn how they affect you as a client.

    Business Continuity

    Brokerage Account Disclosures and Definitions

    Cash Sweep Program

    Customer Account Protection

    Customer Identification Program Notice

    Margin Disclosures Statement

    Margin Statement of Interest

    Markup  Disclosure Statement

    NFGI Privacy Policy

    ADV Part 2

    Social Media Disclosure

    Order Routing

    Electronic Communications Disclosures

    Reg BI

    Form CRS

    Commission Schedule