When the great outdoors beckons, Brian always answers—a biking and camping aficionado, he spends his free time being active in the fresh, open air.
Director of Operations
As Nations’ Chief Compliance Officer, Brian enables the firm to achieve its goals through the creation and implementation of quality systems, processes, and procedures. His strength in regulatory compliance and risk management allow for the firm to operate efficiently and productively. And with over 20 years experience in the financial services industry, Brian is an ideal fit for Nations’ supervisory, monitoring, and guidance services.
The driving passion behind Brian’s professional career is his unending commitment to finding the best practices to running a business. He not only enables his Reps to become more efficient and successful but inspires Nations to always look for new ways to evolve and improve.
He currently holds his Series 4, 7, 24, 53, 55, 63, 66, and 99 licenses. Brian graduated from the University of Iowa with a BA in Finance.