When the great outdoors beckons, Brian always answers—a biking and camping aficionado, he spends his free time being active in the fresh, open air.
Trading & Risk Manager
As Nations’ Trading & Risk Manager, Brian is responsible for enforcing the firm’s policies and procedures to ensure compliance with state and federal regulatory agencies. His strength in regulatory compliance and risk management allows the firm to operate efficiently and productively. And with over 20 years of experience in the financial services industry, Brian is an ideal fit for Nations’ supervisory, monitoring, and guidance services.
The driving passion behind Brian’s professional career is his unending commitment to finding the best practices to running a business. Not only does Brian enable his Reps to become more efficient and successful, but he inspires Nations to always look for new ways to evolve and improve.
He currently holds his Series 4, 7, 24, 53, 55, 63, 66, and 99 licenses. Brian graduated from the University of Iowa with a BA in Finance.