As Nations’ Chief Operating Officer, Stephen enables the firm to achieve its goals through the creation and implementation of quality systems, processes, and procedures. His strength in regulatory compliance, risk management, and operations allow for the firm to operate efficiently and productively. And with 19 years experience in the financial services industry, Stephen is an ideal fit for Nations’ operations, supervisory, monitoring, and guidance services.
Steve currently holds his series 7, 24, 53, 66 and 79 licenses. He graduated from Coe College with BA in Business Administration.